In a way, we serve as a client’s financial concierge. If we don’t know the answer, and/or we need to bring in other experts, we will carefully coordinate and collaborate with your professionals or our extended team to be sure your issues are addressed.
Our regulatory and compliance team provides continuous support and knowledge to stay on top of complex global regulatory requirements and initiatives. While the regulatory landscape is continuously evolving, our team manages the complexities of these matters to help us maintain Ethos' compliance requirements at all levels. Maintaining regulatory requirements is an essential component of our business, and an assurance to our clients that we have a dedicated team in this area.
We currently work with Charles Schwab & Company, Inc, Millennium Trust Company and StoneX Group as third party custodians. These firms are the safekeepers of clients assets. Clients receive statements directly from the custodian for each accounts in the their name. We also have partners in technology, trading, portfolio accounting, portfolio management, research and more that allows us to perform at a level in which our clients expect. These things are largely behind the curtains to clients, but provide robust platform use advanced methods to help clients achieve their goals.
Investment advice offered through Ethos Wealth Management, LLC, dba Ethos Private Wealth, a State Registered Investment Advisor. Investment Banking service offered through March Capital Corporation, a broker-dealer and FINRA and SIPC member firm.